SEC Form 4 · accession 0001127602-16-055592
ILLUMINA, INC. · ILMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Roy A Whitfield
Director
Period of report
Jun 13, 2016
Accepted (ET)
Jun 15, 2016 · 6:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001110803
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 13, 2016 | M | 2,000 | $42.82 | A | 6,653 | D | |
| Common StockF1 | Jun 13, 2016 | S | 3,800 | $140.44 | D | 2,853 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F1 | $42.82 | Jun 13, 2016 | M | 2,000 | D | May 12, 2011 | May 12, 2020 | Common Stock | 2,000 | 7,500 | D |
Explanation of responses
- F1The sale was made pursuant to a 10b5-1 plan.