SEC Form 4 · accession 0001127602-16-054771
ILLUMINA, INC. · ILMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Karin Eastham
Director
Period of report
Jun 1, 2016
Accepted (ET)
Jun 3, 2016 · 7:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001110803
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 1, 2016 | M | 5,000 | $36.29 | A | 17,424 | D | |
| Common StockF1,F2 | Jun 1, 2016 | S | 700 | $143.856 | D | 16,724 | D | |
| Common StockF1,F3 | Jun 1, 2016 | S | 2,100 | $145.273 | D | 14,624 | D | |
| Common StockF1,F4 | Jun 1, 2016 | S | 2,200 | $145.899 | D | 12,424 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F1 | $36.29 | Jun 1, 2016 | M | 5,000 | D | May 8, 2010 | May 8, 2019 | Common Stock | 5,000 | 0 | D |
Explanation of responses
- F1The sale was made pursuant to a 10b5-1 plan.
- F2Weighted average sale price representing 700 shares sold ranging from $143.51 to $144.41 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- F3Weighted average sale price representing 2,100 shares sold ranging from $144.64 to $145.63 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- F4Weighted average sale price representing 2,200 shares sold ranging from $145.66 to $146.20 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.