SEC Form 4 · accession 0001127602-16-052202
ILLUMINA, INC. · ILMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
A Blaine Bowman
Director
Period of report
May 12, 2016
Accepted (ET)
May 13, 2016 · 6:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001110803
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 12, 2016 | M | 5,000 | $36.29 | A | 18,615 | D | |
| Common StockF1,F2 | May 12, 2016 | S | 3,015 | $136.766 | D | 15,600 | D | |
| Common StockF1,F3 | May 12, 2016 | S | 1,585 | $137.326 | D | 14,015 | D | |
| Common StockF1,F4 | May 12, 2016 | S | 400 | $138.81 | D | 13,615 | D | |
| Common Stock | holding | — | — | — | 198 | I | Family Trust | |
| Common Stock | holding | — | — | — | 670 | I | Limited Partnership |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F1 | $36.29 | May 12, 2016 | M | 5,000 | D | May 8, 2010 | May 8, 2019 | Common Stock | 5,000 | 0 | D |
Explanation of responses
- F1The sale was made pursuant to a 10b5-1 plan.
- F2Weighted average sale price representing 3,015 shares sold ranging from $136.11 to $137.09 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- F3Weighted average sale price representing 1,585 shares sold ranging from $137.11 to $137.56 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- F4Weighted average sale price representing 400 shares sold ranging from $138.51 to $139.11 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.