SEC Form 4 · accession 0001127602-16-049272
ILLUMINA, INC. · ILMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
A Blaine Bowman
Director
Period of report
Apr 14, 2016
Accepted (ET)
Apr 15, 2016 · 8:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001110803
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 14, 2016 | M | 5,000 | $36.29 | A | 18,615 | D | |
| Common StockF1,F2 | Apr 14, 2016 | S | 2,630 | $172.593 | D | 15,985 | D | |
| Common StockF1,F3 | Apr 14, 2016 | S | 2,370 | $173.325 | D | 13,615 | D | |
| Common Stock | holding | — | — | — | 670 | I | By Partnership | |
| Common Stock | holding | — | — | — | 198 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F1 | $36.29 | Apr 14, 2016 | M | 5,000 | D | May 8, 2010 | May 8, 2019 | Common Stock | 5,000 | 5,000 | D |
Explanation of responses
- F1The sale was made pursuant to a 10b5-1 plan.
- F2Weighted average sale price representing 2,630 shares sold ranging from $171.99 to $172.98 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- F3Weighted average sale price representing 2,370 shares sold ranging from $172.99 to $173.96 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.