SEC Form 4 · accession 0001127602-16-049225
ILLUMINA, INC. · ILMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christian O Henry
Officer — EVP & Chief Commercial Officer
Period of report
Apr 13, 2016
Accepted (ET)
Apr 14, 2016 · 6:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001110803
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 13, 2016 | M | 12,500 | $37.04 | A | 42,897 | D | |
| Common StockF1 | Apr 13, 2016 | S | 12,500 | $175.00 | D | 30,397 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F1 | $37.04 | Apr 13, 2016 | M | 12,500 | D | Feb 27, 2010 | Jan 27, 2020 | Common Stock | 12,500 | 0 | D |
Explanation of responses
- F1The sale was made pursuant to a 10b5-1 plan.