SEC Form 4 · accession 0001127602-16-049223

ILLUMINA, INC. · ILMN

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chief Executive Officer

Period of report

Apr 12, 2016

Accepted (ET)

Apr 14, 2016 · 6:42 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001110803

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Apr 12, 2016	M	20,000	$36.30	A	508,061	D
Common Stock^F1,F2	Apr 12, 2016	S	1,610	$168.191	D	506,451	D
Common Stock^F1,F3	Apr 12, 2016	S	3,308	$169.164	D	503,143	D
Common Stock^F1,F4	Apr 12, 2016	S	11,317	$170.164	D	491,826	D
Common Stock^F1,F5	Apr 12, 2016	S	3,365	$171.202	D	488,461	D
Common Stock^F1,F6	Apr 12, 2016	S	400	$171.978	D	488,061	D
Common Stock	holding	—	—		—	6,000	I	By Daughters

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Non-qualified Stock Option (Right to Buy)^F1	$36.30	Apr 12, 2016	M	20,000	D	Feb 28, 2010	Jan 28, 2020	Common Stock	20,000	125,000	D

F1The sale was made pursuant to a 10b5-1 plan.
F2Weighted average sale price representing 1,610 shares sold ranging from $167.70 to $168.67 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F3Weighted average sale price representing 3,308 shares sold ranging from $168.72 to $169.71 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F4Weighted average sale price representing 11,317 shares sold ranging from $169.82 to $170.80 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F5Weighted average sale price representing 3,365 shares sold ranging from $170.82 to $171.81 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F6Weighted average sale price representing 400 shares sold ranging from $171.88 to $172.20 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.