SEC Form 4 · accession 0001127602-16-047331
ILLUMINA, INC. · ILMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jay T Flatley
Officer — Chief Executive Officer
Period of report
Mar 22, 2016
Accepted (ET)
Mar 23, 2016 · 5:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001110803
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 22, 2016 | M | 10,000 | $36.30 | A | 498,061 | D | |
| Common StockF1,F2 | Mar 22, 2016 | S | 6,237 | $153.745 | D | 491,824 | D | |
| Common StockF1,F3 | Mar 22, 2016 | S | 3,763 | $154.89 | D | 488,061 | D | |
| Common Stock | holding | — | — | — | 6,000 | I | By Daughters |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F1 | $36.30 | Mar 22, 2016 | M | 10,000 | D | Feb 28, 2010 | Jan 28, 2020 | Common Stock | 10,000 | 145,000 | D |
Explanation of responses
- F1The sale was made pursuant to a 10b5-1 plan.
- F2Weighted average sale price representing 6,237 shares sold ranging from $153.40 to $154.39 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- F3Weighted average sale price representing 3,763 shares sold ranging from $154.50 to $155.20 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.