SEC Form 4 · accession 0001127602-16-046997

ILLUMINA, INC. · ILMN

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Mar 17, 2016

Accepted (ET)

Mar 18, 2016 · 8:49 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001110803

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Mar 17, 2016	M	5,000	$36.29	A	18,615	D
Common Stock^F1,F2	Mar 17, 2016	S	1,498	$143.354	D	17,117	D
Common Stock^F1,F3	Mar 17, 2016	S	800	$144.121	D	16,317	D
Common Stock^F1,F4	Mar 17, 2016	S	1,200	$145.566	D	15,117	D
Common Stock^F1,F5	Mar 17, 2016	S	500	$146.817	D	14,617	D
Common Stock^F1,F6	Mar 17, 2016	S	902	$147.652	D	13,715	D
Common Stock^F1	Mar 17, 2016	S	100	$148.81	D	13,615	D
Common Stock	holding	—	—		—	198	I	Family Trust
Common Stock	holding	—	—		—	670	I	Limited Partnership

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Non-qualified Stock Option (Right to Buy)^F1	$36.29	Mar 17, 2016	M	5,000	D	May 8, 2010	May 8, 2019	Common Stock	5,000	10,000	D

F1The sale was made pursuant to a 10b5-1 plan.
F2Weighted average sale price representing 1,498 shares sold ranging from $142.89 to $143.88 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F3Weighted average sale price representing 800 shares sold ranging from $143.93 to $144.41 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F4Weighted average sale price representing 1,200 shares sold ranging from $145.06 to $146.00 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F5Weighted average sale price representing 500 shares sold ranging from $146.25 to $147.17 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F6Weighted average sale price representing 902 shares sold ranging from $147.275 to $148.18 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.