SEC Form 4 · accession 0001127602-16-045840
ILLUMINA, INC. · ILMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jay T Flatley
Officer — Chief Executive Officer
Period of report
Mar 8, 2016
Accepted (ET)
Mar 9, 2016 · 6:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001110803
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 8, 2016 | M | 10,000 | $36.30 | A | 500,915 | D | |
| Common StockF1,F2 | Mar 8, 2016 | S | 5,570 | $154.053 | D | 495,345 | D | |
| Common StockF1,F3 | Mar 8, 2016 | S | 3,301 | $154.706 | D | 492,044 | D | |
| Common StockF1,F4 | Mar 8, 2016 | S | 900 | $155.763 | D | 491,144 | D | |
| Common StockF1,F5 | Mar 8, 2016 | S | 229 | $156.847 | D | 490,915 | D | |
| Common Stock | holding | — | — | — | 6,000 | I | By Daughters |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F1 | $36.30 | Mar 8, 2016 | M | 10,000 | D | Feb 28, 2010 | Jan 28, 2020 | Common Stock | 10,000 | 155,000 | D |
Explanation of responses
- F1The sale was made pursuant to a 10b5-1 plan.
- F2Weighted average sale price representing 5,570 shares sold ranging from $153.39 to $154.37 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- F3Weighted average sale price representing 3,301 shares sold ranging from $154.39 to $155.33 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- F4Weighted average sale price representing 900 shares sold ranging from $155.44 to $156.36 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- F5Weighted average sale price representing 229 shares sold ranging from $156.81 to $156.93 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.