SEC Form 4 · accession 0001127602-16-043404
ILLUMINA, INC. · ILMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jay T Flatley
Officer — Chief Executive Officer
Period of report
Feb 23, 2016
Accepted (ET)
Feb 25, 2016 · 7:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001110803
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 23, 2016 | M | 10,000 | $36.30 | A | 440,784 | D | |
| Common StockF1,F2 | Feb 23, 2016 | S | 3,300 | $151.459 | D | 437,484 | D | |
| Common StockF1,F3 | Feb 23, 2016 | S | 3,949 | $152.721 | D | 433,535 | D | |
| Common StockF1,F4 | Feb 23, 2016 | S | 2,751 | $153.377 | D | 430,784 | D | |
| Common Stock | holding | — | — | — | 6,000 | I | By Daughters |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F1 | $36.30 | Feb 23, 2016 | M | 10,000 | D | Feb 28, 2010 | Jan 28, 2020 | Common Stock | 10,000 | 165,000 | D |
Explanation of responses
- F1The sale was made pursuant to a 10b5-1 plan.
- F2Weighted average sale price representing 3,300 shares sold ranging from $151.05 to $152.025 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- F3Weighted average sale price representing 3,949 shares sold ranging from $152.13 to $153.11 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- F4Weighted average sale price representing 2,751 shares sold ranging from $153.14 to $154.10 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.