SEC Form 4 · accession 0001127602-16-041475
ILLUMINA, INC. · ILMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Roy A Whitfield
Director
Period of report
Feb 12, 2016
Accepted (ET)
Feb 16, 2016 · 5:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001110803
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 12, 2016 | M | 3,750 | $36.29 | A | 5,550 | D | |
| Common StockF1 | Feb 12, 2016 | S | 3,750 | $140.30 | D | 1,800 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F1 | $36.29 | Feb 12, 2016 | M | 3,750 | D | May 8, 2010 | May 8, 2019 | Common Stock | 3,750 | 0 | D |
Explanation of responses
- F1The sale was made pursuant to a 10b5-1 plan.