SEC Form 4 · accession 0001127602-16-038283
ILLUMINA, INC. · ILMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jay T Flatley
Officer — Chief Executive Officer
Period of report
Jan 26, 2016
Accepted (ET)
Jan 28, 2016 · 6:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001110803
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 26, 2016 | M | 20,000 | $36.30 | A | 453,423 | D | |
| Common StockF1,F2 | Jan 26, 2016 | S | 3,134 | $169.9679 | D | 450,289 | D | |
| Common StockF1,F3 | Jan 26, 2016 | S | 4,735 | $170.8364 | D | 445,554 | D | |
| Common StockF1,F4 | Jan 26, 2016 | S | 5,891 | $172.0486 | D | 439,663 | D | |
| Common StockF1,F5 | Jan 26, 2016 | S | 5,940 | $172.8536 | D | 433,723 | D | |
| Common StockF1,F6 | Jan 26, 2016 | S | 300 | $174.0112 | D | 433,423 | D | |
| Common Stock | holding | — | — | — | 6,000 | I | By Daughters |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F1 | $36.30 | Jan 26, 2016 | M | 20,000 | D | Feb 28, 2010 | Jan 28, 2020 | Common Stock | 20,000 | 175,000 | D |
Explanation of responses
- F1The sale was made pursuant to a 10b5-1 plan.
- F2Weighted average sale price representing 3,134 shares sold ranging from $169.30 to $170.23 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- F3Weighted average sale price representing 4,735 shares sold ranging from $170.30 to $171.29 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- F4Weighted average sale price representing 5,891 shares sold ranging from $171.43 to $172.41 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- F5Weighted average sale price representing 5,940 shares sold ranging from $172.45 to $173.28 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- F6Weighted average sale price representing 300 shares sold ranging from $174.00 to $174.03 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.