SEC Form 4 · accession 0001127602-16-036969
ILLUMINA, INC. · ILMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jay T Flatley
Officer — Chief Executive Officer
Period of report
Jan 12, 2016
Accepted (ET)
Jan 14, 2016 · 6:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001110803
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 12, 2016 | M | 10,000 | $36.30 | A | 443,423 | D | |
| Common StockF1,F2 | Jan 12, 2016 | S | 2,229 | $165.8772 | D | 441,194 | D | |
| Common StockF1,F3 | Jan 12, 2016 | S | 1,700 | $166.9138 | D | 439,494 | D | |
| Common StockF1,F4 | Jan 12, 2016 | S | 2,773 | $167.9182 | D | 436,721 | D | |
| Common StockF1,F5 | Jan 12, 2016 | S | 3,298 | $168.9187 | D | 433,423 | D | |
| Common StockF1 | Jan 13, 2016 | M | 10,000 | $36.30 | A | 443,423 | D | |
| Common StockF1 | Jan 13, 2016 | S | 10,000 | $170.00 | D | 433,423 | D | |
| Common Stock | holding | — | — | — | 6,000 | I | By Daughters |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F1 | $36.30 | Jan 12, 2016 | M | 10,000 | D | Feb 28, 2010 | Jan 28, 2020 | Common Stock | 10,000 | 205,000 | D |
| Non-qualified Stock Option (Right to Buy)F1 | $36.30 | Jan 13, 2016 | M | 10,000 | D | Feb 28, 2010 | Jan 28, 2020 | Common Stock | 10,000 | 195,000 | D |
Explanation of responses
- F1The sale was made pursuant to a 10b5-1 plan.
- F2Weighted average sale price representing 2,229 shares sold ranging from $165.36 to $166.3384 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- F3Weighted average sale price representing 1,700 shares sold ranging from $166.37 to $167.35 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- F4Weighted average sale price representing 2,773 shares sold ranging from $167.4856 to $168.31 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- F5Weighted average sale price representing 3,298 shares sold ranging from $168.515 to $169.47 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.