SEC Form 4 · accession 0001127602-16-035509
ILLUMINA, INC. · ILMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel Bradbury
Director
Period of report
Jan 4, 2016
Accepted (ET)
Jan 4, 2016 · 6:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001110803
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 4, 2016 | M | 1,700 | $44.51 | A | 16,076 | D | |
| Common StockF1,F2 | Jan 4, 2016 | S | 400 | $180.645 | D | 15,676 | D | |
| Common StockF1,F3 | Jan 4, 2016 | S | 200 | $181.93 | D | 15,476 | D | |
| Common StockF1,F4 | Jan 4, 2016 | S | 700 | $183.1643 | D | 14,776 | D | |
| Common StockF1,F5 | Jan 4, 2016 | S | 300 | $184.27 | D | 14,476 | D | |
| Common StockF1 | Jan 4, 2016 | S | 100 | $186.16 | D | 14,376 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F1 | $44.51 | Jan 4, 2016 | M | 1,700 | D | Apr 18, 2013 | Apr 18, 2022 | Common Stock | 1,700 | 2,900 | D |
Explanation of responses
- F1The sale was made pursuant to a 10b5-1 plan.
- F2Weighted average sale price representing 400 shares sold ranging from $180.25 to $180.98 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- F3Weighted average sale price representing 200 shares sold ranging from $181.77 to $182.09 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- F4Weighted average sale price representing 700 shares sold ranging from $183.00 to $183.54 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- F5Weighted average sale price representing 300 shares sold ranging from $184.05 to $184.43 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.