SEC Form 4 · accession 0001127602-15-034163
ILLUMINA, INC. · ILMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Roy A Whitfield
Director
Period of report
Dec 14, 2015
Accepted (ET)
Dec 15, 2015 · 5:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001110803
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 14, 2015 | M | 3,750 | $36.29 | A | 17,398 | D | |
| Common StockF1 | Dec 14, 2015 | S | 3,750 | $175.07 | D | 13,648 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F1 | $36.29 | Dec 14, 2015 | M | 3,750 | D | May 8, 2010 | May 8, 2019 | Common Stock | 3,750 | 3,750 | D |
Explanation of responses
- F1The sale was made pursuant to a 10b5-1 plan.