SEC Form 4 · accession 0001127602-15-033923
ILLUMINA, INC. · ILMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel Bradbury
Director
Period of report
Dec 10, 2015
Accepted (ET)
Dec 11, 2015 · 6:47 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001110803
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 10, 2015 | M | 1,700 | $44.51 | A | 16,076 | D | |
| Common StockF1 | Dec 10, 2015 | S | 100 | $178.59 | D | 15,976 | D | |
| Common StockF1 | Dec 10, 2015 | S | 100 | $180.00 | D | 15,876 | D | |
| Common StockF1,F2 | Dec 10, 2015 | S | 1,000 | $182.399 | D | 14,876 | D | |
| Common StockF1,F3 | Dec 10, 2015 | S | 400 | $183.208 | D | 14,476 | D | |
| Common StockF1 | Dec 10, 2015 | S | 100 | $184.96 | D | 14,376 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F1 | $44.51 | Dec 10, 2015 | M | 1,700 | D | Apr 18, 2013 | Apr 18, 2022 | Common Stock | 1,700 | 4,600 | D |
Explanation of responses
- F1The sale was made pursuant to a 10b5-1 plan.
- F2Weighted average sale price representing 1,000 shares sold ranging from $181.97 to $182.84 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- F3Weighted average sale price representing 400 shares sold ranging from $183.00 to $183.48 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.