SEC Form 4 · accession 0001127602-15-031780
ILLUMINA, INC. · ILMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jay T Flatley
Officer — Chief Executive Officer
Period of report
Nov 16, 2015
Accepted (ET)
Nov 17, 2015 · 8:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001110803
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 16, 2015 | M | 10,000 | $27.97 | A | 433,793 | D | |
| Common StockF1 | Nov 16, 2015 | S | 10,000 | $170.00 | D | 423,793 | D | |
| Common Stock | holding | — | — | — | 6,000 | I | By Daughters |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F1 | $27.97 | Nov 16, 2015 | M | 10,000 | D | Mar 1, 2009 | Jan 29, 2019 | Common Stock | 10,000 | 65,000 | D |
Explanation of responses
- F1The sale was made pursuant to a 10b5-1 plan.