SEC Form 4 · accession 0001127602-15-031225
ILLUMINA, INC. · ILMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jay T Flatley
Officer — Chief Executive Officer
Period of report
Nov 10, 2015
Accepted (ET)
Nov 12, 2015 · 8:57 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001110803
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 10, 2015 | M | 10,000 | $27.97 | A | 433,793 | D | |
| Common StockF1,F2 | Nov 10, 2015 | S | 500 | $153.304 | D | 433,293 | D | |
| Common StockF1,F3 | Nov 10, 2015 | S | 6,949 | $154.452 | D | 426,344 | D | |
| Common StockF1,F4 | Nov 10, 2015 | S | 2,551 | $155.181 | D | 423,793 | D | |
| Common Stock | holding | — | — | — | 6,000 | I | By Daughters |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F1 | $27.97 | Nov 10, 2015 | M | 10,000 | D | Mar 1, 2009 | Jan 29, 2019 | Common Stock | 10,000 | 75,000 | D |
Explanation of responses
- F1The sale was made pursuant to a 10b5-1 plan.
- F2Weighted average sale price representing 500 shares sold ranging from $152.75 to $153.53 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- F3Weighted average sale price representing 6,949 shares sold ranging from $153.77 to $154.76 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- F4Weighted average sale price representing 2,551 shares sold ranging from $154.79 to $155.48 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.