SEC Form 4 · accession 0001127602-15-031209
ILLUMINA, INC. · ILMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel Bradbury
Director
Period of report
Nov 10, 2015
Accepted (ET)
Nov 12, 2015 · 7:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001110803
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 10, 2015 | M | 1,700 | $44.51 | A | 16,076 | D | |
| Common StockF1,F2 | Nov 10, 2015 | S | 700 | $153.296 | D | 15,376 | D | |
| Common StockF1,F3 | Nov 10, 2015 | S | 800 | $154.403 | D | 14,576 | D | |
| Common StockF1,F4 | Nov 10, 2015 | S | 200 | $155.08 | D | 14,376 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F1 | $44.51 | Nov 10, 2015 | M | 1,700 | D | Apr 18, 2013 | Apr 18, 2022 | Common Stock | 1,700 | 6,300 | D |
Explanation of responses
- F1The sale was made pursuant to a 10b5-1 plan.
- F2Weighted average sale price representing 700 shares sold ranging from $152.99 to $153.65 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- F3Weighted average sale price representing 800 shares sold ranging from $154.00 to $154.67 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- F4Weighted average sale price representing 200 shares sold ranging from $155.00 to $155.16 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.