SEC Form 4 · accession 0001127602-15-027557

ILLUMINA, INC. · ILMN

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Jay T Flatley

Officer — Chief Executive Officer

Period of report

Sep 22, 2015

Accepted (ET)

Sep 23, 2015 · 12:42 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001110803

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Sep 22, 2015	M	25,000	$27.97	A	449,996	D
Common Stock^F1,F2	Sep 22, 2015	S	10,310	$191.251	D	439,686	D
Common Stock^F1,F3	Sep 22, 2015	S	5,742	$192.376	D	433,944	D
Common Stock^F1,F4	Sep 22, 2015	S	3,123	$193.192	D	430,821	D
Common Stock^F1,F5	Sep 22, 2015	S	1,410	$194.197	D	429,411	D
Common Stock^F1,F6	Sep 22, 2015	S	2,930	$195.665	D	426,481	D
Common Stock^F1,F7	Sep 22, 2015	S	1,285	$197.108	D	425,196	D
Common Stock^F1,F8	Sep 22, 2015	S	200	$197.61	D	424,996	D
Common Stock	holding	—	—		—	6,000	I	By Daughters

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Non-qualified Stock Option (Right to Buy)^F1	$27.97	Sep 22, 2015	M	25,000	D	Mar 1, 2009	Jan 29, 2019	Common Stock	25,000	95,000	D

Explanation of responses

F1The sale was made pursuant to a 10b5-1 plan.
F2Weighted average sale price representing 10,310 shares sold ranging from $190.92 to $191.81 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F3Weighted average sale price representing 5,742 shares sold ranging from $191.92 to $192.89 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F4Weighted average sale price representing 3,123 shares sold ranging from $192.94 to $193.88 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F5Weighted average sale price representing 1,410 shares sold ranging from $194.02 to $194.44 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F6Weighted average sale price representing 2,930 shares sold ranging from $195.26 to $196.24 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F7Weighted average sale price representing 1,285 shares sold ranging from $196.38 to $197.33 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F8Weighted average sale price representing 200 shares sold ranging from $197.60 to $197.62 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.