SEC Form 4 · accession 0001127602-15-027096
ILLUMINA, INC. · ILMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel Bradbury
Director
Period of report
Sep 14, 2015
Accepted (ET)
Sep 16, 2015 · 3:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001110803
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 14, 2015 | M | 600 | $75.66 | A | 14,976 | D | |
| Common StockF1,F2 | Sep 14, 2015 | S | 600 | $202.944 | D | 14,376 | D | |
| Common StockF1 | Sep 14, 2015 | M | 1,100 | $44.51 | A | 15,476 | D | |
| Common StockF1,F3 | Sep 14, 2015 | S | 700 | $203.861 | D | 14,776 | D | |
| Common StockF1,F4 | Sep 14, 2015 | S | 300 | $205.138 | D | 14,476 | D | |
| Common StockF1 | Sep 14, 2015 | S | 100 | $205.94 | D | 14,376 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F1 | $75.66 | Sep 14, 2015 | M | 600 | D | Apr 17, 2012 | May 10, 2021 | Common Stock | 600 | 0 | D |
| Non-qualified Stock Option (Right to Buy)F1 | $44.51 | Sep 14, 2015 | M | 1,100 | D | Apr 18, 2013 | Apr 18, 2022 | Common Stock | 1,100 | 9,700 | D |
Explanation of responses
- F1The sale was made pursuant to a 10b5-1 plan.
- F2Weighted average sale price representing 600 shares sold ranging from $202.73 to $203.16 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- F3Weighted average sale price representing 700 shares sold ranging from $203.47 to $204.40 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- F4Weighted average sale price representing 300 shares sold ranging from $204.85 to $205.655 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.