SEC Form 4 · accession 0001127602-15-026765
ILLUMINA, INC. · ILMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Roy A Whitfield
Director
Period of report
Aug 5, 2015
Accepted (ET)
Sep 9, 2015 · 7:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001110803
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 5, 2015 | M | 1,500 | $39.14 | A | 15,148 | D | |
| Common StockF1 | Aug 5, 2015 | M | 3,000 | $36.29 | A | 18,148 | D | |
| Common StockF1 | Aug 5, 2015 | S | 4,500 | $215.22 | D | 13,648 | D | |
| Common StockF1 | Sep 4, 2015 | M | 4,500 | $36.29 | A | 18,148 | D | |
| Common StockF1 | Sep 4, 2015 | S | 4,500 | $192.63 | D | 13,648 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F1 | $39.14 | Aug 5, 2015 | M | 1,500 | D | May 7, 2009 | May 16, 2018 | Common Stock | 1,500 | 0 | D |
| Non-qualified Stock Option (Right to Buy)F1 | $36.29 | Aug 5, 2015 | M | 3,000 | D | May 8, 2010 | May 8, 2019 | Common Stock | 3,000 | 12,000 | D |
| Non-qualified Stock Option (Right to Buy)F1 | $36.29 | Sep 4, 2015 | M | 4,500 | D | May 8, 2010 | May 8, 2019 | Common Stock | 4,500 | 7,500 | D |
Explanation of responses
- F1The sale was made pursuant to a 10b5-1 plan.