SEC Form 4 · accession 0001127602-15-024900
ILLUMINA, INC. · ILMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jay T Flatley
Officer — Chief Executive Officer
Period of report
Aug 13, 2015
Accepted (ET)
Aug 13, 2015 · 6:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001110803
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 13, 2015 | M | 25,000 | $27.97 | A | 449,996 | D | |
| Common StockF1,F2 | Aug 13, 2015 | S | 1,500 | $206.371 | D | 448,496 | D | |
| Common StockF1,F3 | Aug 13, 2015 | S | 10,734 | $207.597 | D | 437,762 | D | |
| Common StockF1,F4 | Aug 13, 2015 | S | 12,466 | $208.216 | D | 425,296 | D | |
| Common StockF1,F5 | Aug 13, 2015 | S | 300 | $209.15 | D | 424,996 | D | |
| Common Stock | holding | — | — | — | 6,000 | I | By Daughters |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F1 | $27.97 | Aug 13, 2015 | M | 25,000 | D | Mar 1, 2009 | Jan 29, 2019 | Common Stock | 25,000 | 170,000 | D |
Explanation of responses
- F1The sale was made pursuant to a 10b5-1 plan.
- F2Weighted average sale price representing 1,500 shares sold ranging from $205.88 to $206.645 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- F3Weighted average sale price representing 10,734 shares sold ranging from $206.92 to $207.91 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- F4Weighted average sale price representing 12,466 shares sold ranging from $207.93 to $208.92 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- F5Weighted average sale price representing 300 shares sold ranging from $209.15 to $209.15 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.