SEC Form 4 · accession 0001127602-15-023823
ILLUMINA, INC. · ILMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Omead Ostadan
Officer — Sr VP Product Dev & Operations
Period of report
Jul 29, 2015
Accepted (ET)
Jul 31, 2015 · 5:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001110803
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 29, 2015 | M | 2,000 | $37.04 | A | 47,673 | D | |
| Common StockF1 | Jul 29, 2015 | S | 2,000 | $217.93 | D | 45,673 | D | |
| Common StockF1 | Jul 29, 2015 | M | 1,510 | $69.34 | A | 47,183 | D | |
| Common StockF1 | Jul 29, 2015 | S | 1,510 | $217.93 | D | 45,673 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F1 | $37.04 | Jul 29, 2015 | M | 2,000 | D | Feb 27, 2010 | Jan 27, 2020 | Common Stock | 2,000 | 3,540 | D |
| Non-qualified Stock Option (Right to Buy)F1 | $69.34 | Jul 29, 2015 | M | 1,510 | D | Feb 28, 2011 | Jan 31, 2021 | Common Stock | 1,510 | 0 | D |
Explanation of responses
- F1The sale was made pursuant to a 10b5-1 plan.