SEC Form 4 · accession 0001127602-15-023393
ILLUMINA, INC. · ILMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
A Blaine Bowman
Director
Period of report
Jul 24, 2015
Accepted (ET)
Jul 24, 2015 · 7:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001110803
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 24, 2015 | M | 3,000 | $39.14 | A | 16,615 | D | |
| Common StockF1 | Jul 24, 2015 | S | 100 | $218.04 | D | 16,515 | D | |
| Common StockF1,F2 | Jul 24, 2015 | S | 400 | $219.983 | D | 16,115 | D | |
| Common StockF1,F3 | Jul 24, 2015 | S | 1,200 | $221.373 | D | 14,915 | D | |
| Common StockF1,F4 | Jul 24, 2015 | S | 1,100 | $222.146 | D | 13,815 | D | |
| Common StockF1,F5 | Jul 24, 2015 | S | 200 | $223.015 | D | 13,615 | D | |
| Common Stock | holding | — | — | — | 198 | I | Family Trust | |
| Common Stock | holding | — | — | — | 670 | I | Limited Partnership |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F1 | $39.14 | Jul 24, 2015 | M | 3,000 | D | May 7, 2009 | May 16, 2018 | Common Stock | 3,000 | 0 | D |
Explanation of responses
- F1The sale was made pursuant to a 10b5-1 plan.
- F2Weighted average sale price representing 400 shares sold ranging from $219.53 to $220.38 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- F3Weighted average sale price representing 1,200 shares sold ranging from $220.80 to $221.79 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- F4Weighted average sale price representing 1,100 shares sold ranging from $221.83 to $222.67 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- F5Weighted average sale price representing 200 shares sold ranging from $222.98 to $223.05 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.