SEC Form 4 · accession 0001127602-15-023391
ILLUMINA, INC. · ILMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jay T Flatley
Officer — Chief Executive Officer
Period of report
Jul 23, 2015
Accepted (ET)
Jul 24, 2015 · 7:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001110803
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 23, 2015 | M | 25,000 | $27.97 | A | 449,996 | D | |
| Common StockF1,F2 | Jul 23, 2015 | S | 1,600 | $213.089 | D | 448,396 | D | |
| Common StockF1,F3 | Jul 23, 2015 | S | 8,520 | $214.189 | D | 439,876 | D | |
| Common StockF1,F4 | Jul 23, 2015 | S | 10,142 | $215.094 | D | 429,734 | D | |
| Common StockF1,F5 | Jul 23, 2015 | S | 3,832 | $215.846 | D | 425,902 | D | |
| Common StockF1,F6 | Jul 23, 2015 | S | 906 | $217.745 | D | 424,996 | D | |
| Common Stock | holding | — | — | — | 6,000 | I | By Daughters |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F1 | $27.97 | Jul 23, 2015 | M | 25,000 | D | Mar 1, 2009 | Jan 29, 2019 | Common Stock | 25,000 | 195,000 | D |
Explanation of responses
- F1The sale was made pursuant to a 10b5-1 plan.
- F2Weighted average sale price representing 1,600 shares sold ranging from $212.49 to $213.46 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- F3Weighted average sale price representing 8,520 shares sold ranging from $213.52 to $214.50 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- F4Weighted average sale price representing 10,142 shares sold ranging from $214.54 to $215.53 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- F5Weighted average sale price representing 3,832 shares sold ranging from $215.54 to $216.37 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- F6Weighted average sale price representing 906 shares sold ranging from $217.48 to $218.01 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.