SEC Form 4 · accession 0001127602-15-022686
ILLUMINA, INC. · ILMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jay T Flatley
Officer — Chief Executive Officer
Period of report
Jul 9, 2015
Accepted (ET)
Jul 10, 2015 · 5:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001110803
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 9, 2015 | M | 25,000 | $27.97 | A | 449,996 | D | |
| Common StockF1,F2 | Jul 9, 2015 | S | 3,799 | $216.987 | D | 446,197 | D | |
| Common StockF1,F3 | Jul 9, 2015 | S | 15,206 | $218.166 | D | 430,991 | D | |
| Common StockF1,F4 | Jul 9, 2015 | S | 5,995 | $218.634 | D | 424,996 | D | |
| Common Stock | holding | — | — | — | 6,000 | I | By Daughters |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F1 | $27.97 | Jul 9, 2015 | M | 25,000 | D | Mar 1, 2009 | Jan 29, 2019 | Common Stock | 25,000 | 220,000 | D |
Explanation of responses
- F1The sale was made pursuant to a 10b5-1 plan.
- F2Weighted average sale price representing 3,799 shares sold ranging from $216.45 to $217.43 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- F3Weighted average sale price representing 15,206 shares sold ranging from $217.45 to $218.43 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- F4Weighted average sale price representing 5,995 shares sold ranging from $218.45 to $218.94 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.