SEC Form 4 · accession 0001127602-15-022528
ILLUMINA, INC. · ILMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Roy A Whitfield
Director
Period of report
Jul 6, 2015
Accepted (ET)
Jul 7, 2015 · 6:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001110803
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 6, 2015 | M | 4,500 | $39.14 | A | 18,148 | D | |
| Common StockF1 | Jul 6, 2015 | S | 1,500 | $217.86 | D | 16,648 | D | |
| Common StockF1 | Jul 6, 2015 | S | 1,200 | $218.00 | D | 15,448 | D | |
| Common StockF1 | Jul 6, 2015 | S | 1,300 | $218.26 | D | 14,148 | D | |
| Common StockF1 | Jul 6, 2015 | S | 500 | $218.70 | D | 13,648 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F1 | $39.14 | Jul 6, 2015 | M | 4,500 | D | May 7, 2009 | May 16, 2018 | Common Stock | 4,500 | 1,500 | D |
Explanation of responses
- F1The sale was made pursuant to a 10b5-1 plan.