SEC Form 4 · accession 0001127602-15-021470
ILLUMINA, INC. · ILMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jay T Flatley
Officer — Chief Executive Officer
Period of report
Jun 25, 2015
Accepted (ET)
Jun 26, 2015 · 4:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001110803
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 25, 2015 | M | 20,000 | $33.795 | A | 444,996 | D | |
| Common StockF1 | Jun 25, 2015 | M | 5,000 | $27.97 | A | 449,996 | D | |
| Common StockF1,F2 | Jun 25, 2015 | S | 15,149 | $219.823 | D | 434,847 | D | |
| Common StockF1,F3 | Jun 25, 2015 | S | 6,400 | $220.539 | D | 428,447 | D | |
| Common StockF1,F4 | Jun 25, 2015 | S | 3,351 | $222.19 | D | 425,096 | D | |
| Common StockF1 | Jun 25, 2015 | S | 100 | $222.96 | D | 424,996 | D | |
| Common Stock | holding | — | — | — | 424,996 | D | ||
| Common Stock | holding | — | — | — | 6,000 | I | By Daughters |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F1 | $33.795 | Jun 25, 2015 | M | 20,000 | D | Mar 1, 2008 | Feb 1, 2018 | Common Stock | 20,000 | 0 | D |
| Non-qualified Stock Option (Right to Buy)F1 | $27.97 | Jun 25, 2015 | M | 5,000 | D | Mar 1, 2009 | Jan 29, 2019 | Common Stock | 5,000 | 245,000 | D |
Explanation of responses
- F1The sale was made pursuant to a 10b5-1 plan.
- F2Weighted average sale price representing 15,149 shares sold ranging from $219.29 to $220.28 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- F3Weighted average sale price representing 6,400 shares sold ranging from $220.31 to $220.91 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- F4Weighted average sale price representing 3,351 shares sold ranging from $221.73 to $222.62 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.