SEC Form 4 · accession 0001127602-15-021322
ILLUMINA, INC. · ILMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
A Blaine Bowman
Director
Period of report
Jun 24, 2015
Accepted (ET)
Jun 24, 2015 · 5:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001110803
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 24, 2015 | M | 3,000 | $39.14 | A | 16,615 | D | |
| Common StockF1,F2 | Jun 24, 2015 | S | 300 | $219.297 | D | 16,315 | D | |
| Common StockF1,F3 | Jun 24, 2015 | S | 1,390 | $220.86 | D | 14,925 | D | |
| Common StockF1,F4 | Jun 24, 2015 | S | 491 | $221.989 | D | 14,434 | D | |
| Common StockF1,F5 | Jun 24, 2015 | S | 819 | $222.827 | D | 13,615 | D | |
| Common Stock | holding | — | — | — | 670 | I | By Partnership | |
| Common Stock | holding | — | — | — | 198 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F1 | $39.14 | Jun 24, 2015 | M | 3,000 | D | May 7, 2009 | May 16, 2018 | Common Stock | 3,000 | 3,000 | D |
Explanation of responses
- F1The sale was made pursuant to a 10b5-1 plan.
- F2Weighted average sale price representing 300 shares sold ranging from $219.16 to $219.38 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- F3Weighted average sale price representing 1,390 shares sold ranging from $220.34 to $221.20 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- F4Weighted average sale price representing 491 shares sold ranging from $221.39 to $222.38 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- F5Weighted average sale price representing 819 shares sold ranging from $222.45 to $223.00 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.