SEC Form 4 · accession 0001127602-15-020520
ILLUMINA, INC. · ILMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christian O Henry
Officer — Sr VP & Chief Commercial Offic
Period of report
Jun 10, 2015
Accepted (ET)
Jun 11, 2015 · 6:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001110803
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 10, 2015 | M | 10,000 | $69.34 | A | 45,557 | D | |
| Common StockF1,F2 | Jun 10, 2015 | S | 265 | $211.914 | D | 45,292 | D | |
| Common StockF1,F3 | Jun 10, 2015 | S | 1,600 | $213.201 | D | 43,692 | D | |
| Common StockF1,F4 | Jun 10, 2015 | S | 2,876 | $214.566 | D | 40,816 | D | |
| Common StockF1,F5 | Jun 10, 2015 | S | 4,664 | $215.76 | D | 36,152 | D | |
| Common StockF1,F6 | Jun 10, 2015 | S | 595 | $216.368 | D | 35,557 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F1 | $69.34 | Jun 10, 2015 | M | 10,000 | D | Feb 28, 2011 | Jan 31, 2021 | Common Stock | 10,000 | 5,500 | D |
Explanation of responses
- F1The sale was made pursuant to a 10b5-1 plan.
- F2Weighted average sale price representing 265 shares sold ranging from $211.69 to $212.285 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- F3Weighted average sale price representing 1,600 shares sold ranging from $212.77 to $213.71 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- F4Weighted average sale price representing 2,876 shares sold ranging from $214.04 to $215.02 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- F5Weighted average sale price representing 4,664 shares sold ranging from $215.18 to $216.17 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- F6Weighted average sale price representing 595 shares sold ranging from $216.20 to $216.79 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.