SEC Form 4 · accession 0001127602-15-018880
ILLUMINA, INC. · ILMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David R Walt
Director
Period of report
May 26, 2015
Accepted (ET)
May 28, 2015 · 7:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001110803
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 26, 2015 | S | 1,999 | $203.385 | D | 760,428 | D | |
| Common StockF1,F3 | May 26, 2015 | S | 1,201 | $204.29 | D | 759,227 | D | |
| Common StockF1,F4 | May 26, 2015 | S | 6,600 | $205.195 | D | 752,627 | D | |
| Common StockF1 | May 26, 2015 | S | 200 | $205.88 | D | 752,427 | D | |
| Common StockF1,F5 | May 26, 2015 | S | 300 | $203.313 | D | 58,660 | I | By Spouse |
| Common StockF1,F6 | May 26, 2015 | S | 500 | $204.536 | D | 58,160 | I | By Spouse |
| Common StockF1,F7 | May 26, 2015 | S | 1,100 | $205.204 | D | 57,060 | I | By Spouse |
| Common StockF1 | May 26, 2015 | S | 100 | $205.97 | D | 56,960 | I | By Spouse |
| Common StockF8 | May 27, 2015 | A | 1,910 | $0.00 | A | 754,337 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sale was made pursuant to a 10b5-1 plan.
- F2Weighted average sale price representing 1,999 shares sold ranging from $202.76 to $203.75 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- F3Weighted average sale price representing 1,201 shares sold ranging from $203.77 to $204.75 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- F4Weighted average sale price representing 6,600 shares sold ranging from $204.79 to $205.76 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- F5Weighted average sale price representing 300 shares sold ranging from $202.76 to $203.65 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- F6Weighted average sale price representing 500 shares sold ranging from $203.85 to $204.84 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- F7Weighted average sale price representing 1,100 shares sold ranging from $204.94 to $205.57 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- F8Grant of restricted stock units. 100% of the shares subject to the restricted stock unit award shall vest on the earlier of (i) the one year anniversary of the date of grant of the award and (ii) the date immediately preceding the date of the annual meeting of the company's stockholders for the year following the year of grant of the award, provided, in each case, that the awardee continues to serve as a director on such date.