SEC Form 4 · accession 0001127602-15-018640
ILLUMINA, INC. · ILMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
A Blaine Bowman
Director
Period of report
May 22, 2015
Accepted (ET)
May 26, 2015 · 8:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001110803
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 22, 2015 | M | 3,000 | $39.14 | A | 15,722 | D | |
| Common StockF1,F2 | May 22, 2015 | S | 1,000 | $203.765 | D | 14,722 | D | |
| Common StockF1,F3 | May 22, 2015 | S | 1,851 | $204.966 | D | 12,871 | D | |
| Common StockF1 | May 22, 2015 | S | 149 | $205.31 | D | 12,722 | D | |
| Common Stock | holding | — | — | — | 670 | I | By Partnership | |
| Common Stock | holding | — | — | — | 198 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F1 | $39.14 | May 22, 2015 | M | 3,000 | D | May 7, 2009 | May 16, 2018 | Common Stock | 3,000 | 6,000 | D |
Explanation of responses
- F1The sale was made pursuant to a 10b5-1 plan.
- F2Weighted average sale price representing 1,000 shares sold ranging from $203.18 to $204.15 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- F3Weighted average sale price representing 1,851 shares sold ranging from $204.31 to $205.27 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.