SEC Form 4 · accession 0001127602-15-017556
ILLUMINA, INC. · ILMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jay T Flatley
Officer — Chief Executive Officer · Director
Period of report
May 14, 2015
Accepted (ET)
May 15, 2015 · 9:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001110803
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 14, 2015 | M | 25,000 | $33.795 | A | 449,996 | D | |
| Common StockF1,F2 | May 14, 2015 | S | 19,039 | $197.5271 | D | 430,957 | D | |
| Common StockF1,F3 | May 14, 2015 | S | 5,131 | $198.4503 | D | 425,826 | D | |
| Common StockF1,F4 | May 14, 2015 | S | 830 | $198.9825 | D | 424,996 | D | |
| Common Stock | holding | — | — | — | 6,000 | I | By Daughters |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F1 | $33.795 | May 14, 2015 | M | 25,000 | D | Mar 1, 2008 | Feb 1, 2018 | Common Stock | 25,000 | 70,000 | D |
Explanation of responses
- F1The sale was made pursuant to a 10b5-1 plan.
- F2Weighted average sale price representing 19,039 shares sold ranging from $196.94 to $197.92 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- F3Weighted average sale price representing 5,131 shares sold ranging from $197.97 to $198.85 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- F4Weighted average sale price representing 830 shares sold ranging from $198.98 to $199.05 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.