SEC Form 4 · accession 0001127602-15-017387
ILLUMINA, INC. · ILMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marc Stapley
Officer — Sr VP & CFO
Period of report
May 12, 2015
Accepted (ET)
May 14, 2015 · 8:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001110803
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 12, 2015 | M | 2,400 | $36.30 | A | 21,498 | D | |
| Common StockF1,F2 | May 12, 2015 | S | 1,300 | $195.565 | D | 20,198 | D | |
| Common StockF1,F3 | May 12, 2015 | S | 1,500 | $196.531 | D | 18,698 | D | |
| Common StockF1,F4 | May 12, 2015 | S | 200 | $197.175 | D | 18,498 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F1 | $36.30 | May 12, 2015 | M | 2,400 | D | Jan 20, 2013 | Jan 20, 2022 | Common Stock | 2,400 | 51,097 | D |
Explanation of responses
- F1The sale was made pursuant to a 10b5-1 plan.
- F2Weighted average sale price representing 1,300 shares sold ranging from $194.99 to $195.87 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- F3Weighted average sale price representing 1,500 shares sold ranging from $196.00 to $196.98 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- F4Weighted average sale price representing 200 shares sold ranging from $197.12 to $197.23 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.