SEC Form 4 · accession 0001127602-15-016601
ILLUMINA, INC. · ILMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christian O Henry
Officer — Sr VP & Chief Commercial Offic
Period of report
May 5, 2015
Accepted (ET)
May 7, 2015 · 6:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001110803
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 5, 2015 | M | 11,500 | $69.34 | A | 50,808 | D | |
| Common StockF1,F2 | May 5, 2015 | S | 4,640 | $185.837 | D | 46,168 | D | |
| Common StockF1,F3 | May 5, 2015 | S | 5,260 | $186.852 | D | 40,908 | D | |
| Common StockF1,F4 | May 5, 2015 | S | 1,200 | $187.697 | D | 39,708 | D | |
| Common StockF1,F5 | May 5, 2015 | S | 400 | $188.88 | D | 39,308 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F1 | $69.34 | May 5, 2015 | M | 11,500 | D | Feb 28, 2011 | Jan 31, 2021 | Common Stock | 11,500 | 15,500 | D |
Explanation of responses
- F1The sale was made pursuant to a 10b5-1 plan.
- F2Weighted average sale price representing 4,640 shares sold ranging from $185.35 to $186.34 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- F3Weighted average sale price representing 5,260 shares sold ranging from $186.35 to $187.30 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- F4Weighted average sale price representing 1,200 shares sold ranging from $187.37 to $188.31 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- F5Weighted average sale price representing 400 shares sold ranging from $188.73 to $189.23 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.