SEC Form 4 · accession 0001127602-15-015456
ILLUMINA, INC. · ILMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
A Blaine Bowman
Director
Period of report
Apr 24, 2015
Accepted (ET)
Apr 28, 2015 · 7:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001110803
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 24, 2015 | M | 3,000 | $39.14 | A | 15,722 | D | |
| Common StockF1,F2 | Apr 24, 2015 | S | 1,100 | $189.509 | D | 14,622 | D | |
| Common StockF1,F3 | Apr 24, 2015 | S | 800 | $190.824 | D | 13,822 | D | |
| Common StockF1,F4 | Apr 24, 2015 | S | 1,000 | $191.813 | D | 12,822 | D | |
| Common StockF1 | Apr 24, 2015 | S | 100 | $192.67 | D | 12,722 | D | |
| Common Stock | holding | — | — | — | 670 | I | By Partnership | |
| Common Stock | holding | — | — | — | 198 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F1 | $39.14 | Apr 24, 2015 | M | 3,000 | D | May 7, 2009 | May 16, 2018 | Common Stock | 3,000 | 9,000 | D |
Explanation of responses
- F1The sale was made pursuant to a 10b5-1 plan.
- F2Weighted average sale price representing 1,100 shares sold ranging from $189.09 to $189.90 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- F3Weighted average sale price representing 800 shares sold ranging from $190.35 to $191.25 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- F4Weighted average sale price representing 1,000 shares sold ranging from $191.48 to $192.29 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.