SEC Form 4 · accession 0001127602-15-015279
ILLUMINA, INC. · ILMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jay T Flatley
Officer — Chief Executive Officer · Director
Period of report
Apr 23, 2015
Accepted (ET)
Apr 27, 2015 · 5:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001110803
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 23, 2015 | M | 25,000 | $33.795 | A | 449,996 | D | |
| Common StockF1,F2 | Apr 23, 2015 | S | 3,110 | $186.8803 | D | 446,886 | D | |
| Common StockF1,F3 | Apr 23, 2015 | S | 3,772 | $188.4329 | D | 443,114 | D | |
| Common StockF1,F4 | Apr 23, 2015 | S | 5,815 | $189.237 | D | 437,299 | D | |
| Common StockF1,F5 | Apr 23, 2015 | S | 9,353 | $190.5698 | D | 427,946 | D | |
| Common StockF1,F6 | Apr 23, 2015 | S | 2,950 | $191.3543 | D | 424,996 | D | |
| Common Stock | holding | — | — | — | 6,000 | I | By Daughters |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F1 | $33.795 | Apr 23, 2015 | M | 25,000 | D | Mar 1, 2008 | Feb 1, 2018 | Common Stock | 25,000 | 95,000 | D |
Explanation of responses
- F1The sale was made pursuant to a 10b5-1 plan.
- F2Weighted average sale price representing 3,110 shares sold ranging from $186.36 to $187.2725 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- F3Weighted average sale price representing 3,772 shares sold ranging from $187.83 to $188.7356 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- F4Weighted average sale price representing 5,815 shares sold ranging from $188.85 to $189.69 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- F5Weighted average sale price representing 9,353 shares sold ranging from $189.9116 to $190.91 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- F6Weighted average sale price representing 2,950 shares sold ranging from $190.9668 to $191.64 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.