SEC Form 4 · accession 0001127602-15-014573
ILLUMINA, INC. · ILMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marc Stapley
Officer — Sr VP & CFO
Period of report
Apr 13, 2015
Accepted (ET)
Apr 15, 2015 · 6:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001110803
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 13, 2015 | M | 2,400 | $36.30 | A | 22,098 | D | |
| Common StockF1,F2 | Apr 13, 2015 | S | 200 | $188.41 | D | 21,898 | D | |
| Common StockF1,F3 | Apr 13, 2015 | S | 1,100 | $189.6182 | D | 20,798 | D | |
| Common StockF1,F4 | Apr 13, 2015 | S | 1,400 | $190.5306 | D | 19,398 | D | |
| Common StockF1,F5 | Apr 13, 2015 | S | 300 | $191.2267 | D | 19,098 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F1 | $36.30 | Apr 13, 2015 | M | 2,400 | D | Jan 20, 2013 | Jan 20, 2022 | Common Stock | 2,400 | 53,497 | D |
Explanation of responses
- F1The sale was made pursuant to a 10b5-1 plan.
- F2Weighted average sale price representing 200 shares sold ranging from $187.99 to $188.83 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- F3Weighted average sale price representing 1,100 shares sold ranging from $189.00 to $189.96 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- F4Weighted average sale price representing 1,400 shares sold ranging from $190.04 to $190.99 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- F5Weighted average sale price representing 300 shares sold ranging from $191.10 to $191.45 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.