SEC Form 4 · accession 0001127602-15-014357
ILLUMINA, INC. · ILMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jay T Flatley
Officer — Chief Executive Officer · Director
Period of report
Apr 9, 2015
Accepted (ET)
Apr 13, 2015 · 7:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001110803
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 9, 2015 | M | 25,000 | $33.795 | A | 449,996 | D | |
| Common StockF1,F2 | Apr 9, 2015 | S | 9,693 | $183.9886 | D | 440,303 | D | |
| Common StockF1,F3 | Apr 9, 2015 | S | 13,012 | $184.7126 | D | 427,291 | D | |
| Common StockF1,F4 | Apr 9, 2015 | S | 2,295 | $186.0273 | D | 424,996 | D | |
| Common Stock | holding | — | — | — | 6,000 | I | By Daughters |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F1 | $33.795 | Apr 9, 2015 | M | 25,000 | D | Mar 1, 2008 | Feb 1, 2018 | Common Stock | 25,000 | 120,000 | D |
Explanation of responses
- F1The sale was made pursuant to a 10b5-1 plan.
- F2Weighted average sale price representing 9,693 shares sold ranging from $183.30 to $184.26 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- F3Weighted average sale price representing 13,012 shares sold ranging from $184.30 to $185.22 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- F4Weighted average sale price representing 2,295 shares sold ranging from $185.52 to $186.26 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.