SEC Form 4 · accession 0001110803-15-000123
ILLUMINA, INC. · ILMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Karin Eastham
Director
Period of report
Jun 1, 2015
Accepted (ET)
Jun 3, 2015 · 7:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001110803
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 1, 2015 | M | 5,000 | $39.14 | A | 15,419 | D | |
| Common StockF1,F2 | Jun 1, 2015 | S | 3,332 | $204.9794 | D | 12,087 | D | |
| Common StockF1,F3 | Jun 1, 2015 | S | 1,568 | $205.6935 | D | 11 | D | |
| Common StockF1 | Jun 1, 2015 | S | 100 | $206.97 | D | 10,419 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1 | $39.14 | Jun 1, 2015 | M | 5,000 | A | May 7, 2009 | May 16, 2018 | Common Stock | 5,000 | 0 | D |
Explanation of responses
- F1The sale was made pursuant to a 10b5-1 plan.
- F2Weighted average sale price representing 3,332 shares sold ranging from $204.34 to $205.31 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- F3Weighted average sale price representing 1,568 shares sold ranging from $205.39 to $206.38 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.