SEC Form 4 · accession 0001110803-15-000109
ILLUMINA, INC. · ILMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
A Blaine Bowman
Director
Period of report
Mar 17, 2015
Accepted (ET)
Mar 19, 2015 · 8:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001110803
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 17, 2015 | M | 3,000 | $39.14 | A | 15,722 | D | |
| Common StockF1,F2 | Mar 17, 2015 | S | 1,893 | $191.831 | D | 13,829 | D | |
| Common StockF1,F3 | Mar 17, 2015 | S | 600 | $192.6717 | D | 13,229 | D | |
| Common StockF1,F4 | Mar 17, 2015 | S | 507 | $193.6264 | D | 12,722 | D | |
| Common Stock | holding | — | — | — | 670 | I | By Partnership | |
| Common Stock | holding | — | — | — | 198 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1 | $39.14 | Mar 17, 2015 | M | 3,000 | D | May 7, 2009 | May 16, 2018 | Common Stock | 3,000 | 12,000 | D |
Explanation of responses
- F1The transaction was made pursuant to a 10b5-1 plan.
- F2Weighted average sale price representing 1,893 shares sold ranging from $191.41 to $192.37 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- F3Weighted average sale price representing 600 shares sold ranging from $192.42 to $193.20 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- F4Weighted average sale price representing 507 shares sold ranging from $193.43 to $194.00 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.