SEC Form 4 · accession 0001110803-15-000105
ILLUMINA, INC. · ILMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gerald Moeller
Director
Period of report
Mar 16, 2015
Accepted (ET)
Mar 18, 2015 · 8:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001110803
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 16, 2015 | M | 2,700 | $75.66 | A | 20,244 | D | |
| Common StockF1,F2 | Mar 16, 2015 | S | 500 | $190.436 | D | 19,744 | D | |
| Common StockF1,F3 | Mar 16, 2015 | S | 300 | $191.5033 | D | 19,444 | D | |
| Common StockF1,F4 | Mar 16, 2015 | S | 200 | $192.465 | D | 19,244 | D | |
| Common StockF1,F5 | Mar 16, 2015 | S | 900 | $193.9178 | D | 18,344 | D | |
| Common StockF1,F6 | Mar 16, 2015 | S | 511 | $195.2303 | D | 17,833 | D | |
| Common StockF1,F7 | Mar 16, 2015 | S | 289 | $195.9254 | D | 17,544 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1 | $75.66 | Mar 16, 2015 | M | 2,700 | D | Apr 17, 2012 | May 10, 2021 | Common Stock | 2,700 | 8,100 | D |
Explanation of responses
- F1The sale was made pursuant to a 10b5-1 plan.
- F2Weighted average sale price representing 500 shares sold ranging from $189.99 to $190.97 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- F3Weighted average sale price representing 300 shares sold ranging from $191.23 to $191.69 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- F4Weighted average sale price representing 200 shares sold ranging from $192.30 to $192.63 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- F5Weighted average sale price representing 900 shares sold ranging from $193.41 to $194.30 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- F6Weighted average sale price representing 511 shares sold ranging from $194.78 to $195.72 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- F7Weighted average sale price representing 289 shares sold ranging from $195.86 to $195.96 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.