SEC Form 4 · accession 0001110803-15-000099
ILLUMINA, INC. · ILMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jay T Flatley
Officer — Chief Executive Officer · Director
Period of report
Mar 12, 2015
Accepted (ET)
Mar 16, 2015 · 6:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001110803
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 12, 2015 | M | 25,000 | $33.795 | A | 452,850 | D | |
| Common StockF1,F2 | Mar 12, 2015 | S | 17,713 | $189.3081 | D | 435,137 | D | |
| Common StockF1,F3 | Mar 12, 2015 | S | 7,287 | $189.7779 | D | 427,850 | D | |
| Common Stock | Mar 12, 2015 | F | 2,854 | $188.11 | D | 424,996 | D | |
| Common Stock | holding | — | — | — | 6,000 | I | by Daughters |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1 | $33.795 | Mar 12, 2015 | M | 25,000 | D | Mar 1, 2008 | Feb 1, 2018 | Common Stock | 25,000 | 170,000 | D |
Explanation of responses
- F1The sale was made pursuant to a 10b5-1 plan.
- F2Weighted average sale price representing 17,713 shares sold ranging from $188.58 to $189.57 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- F3Weighted average sale price representing 7,287 shares sold ranging from $189.58 to $190.09 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.