SEC Form 4 · accession 0001110803-15-000096
ILLUMINA, INC. · ILMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marc Stapley
Officer — Sr VP & CFO
Period of report
Mar 12, 2015
Accepted (ET)
Mar 13, 2015 · 7:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001110803
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 12, 2015 | M | 2,400 | $36.30 | A | 23,012 | D | |
| Common StockF1,F2 | Mar 12, 2015 | S | 2,214 | $188.7344 | D | 20,798 | D | |
| Common StockF1,F3 | Mar 12, 2015 | S | 186 | $189.3446 | D | 20,612 | D | |
| Common StockF1,F4 | Mar 12, 2015 | S | 914 | $189.6191 | D | 19,698 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1 | $36.30 | Mar 12, 2015 | M | 2,400 | D | Jan 20, 2013 | Jan 20, 2022 | Common Stock | 2,400 | 55,897 | D |
Explanation of responses
- F1The sale was made pursuant to a 10b5-1 plan.
- F2Weighted average sale price representing 2,214 shares sold ranging from $188.32 to $189.26 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- F3Weighted average sale price representing 186 shares sold ranging from $189.34 to $189.35 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- F4Weighted average sale price representing 914 shares sold ranging from $189.35 to $190.00 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.