SEC Form 4 · accession 0001110803-15-000081
ILLUMINA, INC. · ILMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Roy A Whitfield
Director
Period of report
Mar 5, 2015
Accepted (ET)
Mar 9, 2015 · 8:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001110803
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 5, 2015 | M | 4,600 | $19.61 | A | 16,338 | D | |
| Common StockF1 | Mar 5, 2015 | S | 200 | $191.80 | D | 16,138 | D | |
| Common StockF1,F2 | Mar 5, 2015 | S | 400 | $193.125 | D | 15,738 | D | |
| Common StockF1,F3 | Mar 5, 2015 | S | 2,463 | $194.7649 | D | 13,275 | D | |
| Common StockF1,F4 | Mar 5, 2015 | S | 1,537 | $195.3105 | D | 11,738 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1 | $19.61 | Mar 5, 2015 | M | 4,600 | D | Jan 26, 2008 | Jan 26, 2017 | Common Stock | 4,600 | 4,600 | D |
Explanation of responses
- F1The transaction was made pursuant to a 10b5-1 plan.
- F2Weighted average sale price representing 400 shares sold ranging from $193.11 to $193.14 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- F3Weighted average sale price representing 2,463 shares sold ranging from $194.12 to $195.10 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- F4Weighted average sale price representing 1,537 shares sold ranging from $195.14 to $195.68 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.