SEC Form 4 · accession 0001110803-15-000079
ILLUMINA, INC. · ILMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jay T Flatley
Officer — Chief Executive Officer · Director
Period of report
Feb 26, 2015
Accepted (ET)
Feb 27, 2015 · 6:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001110803
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 26, 2015 | M | 25,000 | $33.795 | A | 452,850 | D | |
| Common StockF1,F2 | Feb 26, 2015 | S | 4,817 | $193.6476 | D | 448,033 | D | |
| Common StockF1,F3 | Feb 26, 2015 | S | 5,824 | $194.9621 | D | 442,209 | D | |
| Common StockF1,F4 | Feb 26, 2015 | S | 6,196 | $196.2281 | D | 436,013 | D | |
| Common StockF1,F5 | Feb 26, 2015 | S | 7,738 | $197.0818 | D | 428,275 | D | |
| Common StockF1,F6 | Feb 26, 2015 | S | 425 | $197.9276 | D | 427,850 | D | |
| Common Stock | holding | — | — | — | 6,000 | I | by Daughters |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1 | $33.795 | Feb 26, 2015 | M | 25,000 | D | Mar 1, 2008 | Feb 1, 2018 | Common Stock | 25,000 | 195,000 | D |
Explanation of responses
- F1The sale was made pursuant to a 10b5-1 plan.
- F2Weighted average sale price representing 4,817 shares sold ranging from $193.18 to $194.09 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- F3Weighted average sale price representing 5,824 shares sold ranging from $194.51 to $195.50 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- F4Weighted average sale price representing 6,196 shares sold ranging from $195.5993 to $196.59 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- F5Weighted average sale price representing 7,738 shares sold ranging from $196.61 to $197.58 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- F6Weighted average sale price representing 425 shares sold ranging from $197.63 to $198.10 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.