SEC Form 4 · accession 0001110803-15-000060
ILLUMINA, INC. · ILMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jay T Flatley
Officer — Chief Executive Officer · Director
Period of report
Feb 12, 2015
Accepted (ET)
Feb 13, 2015 · 7:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001110803
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 12, 2015 | M | 20,000 | $20.04 | A | 377,241 | D | |
| Common StockF1,F2 | Feb 12, 2015 | S | 13,419 | $194.1753 | D | 363,822 | D | |
| Common StockF1,F3 | Feb 12, 2015 | S | 6,581 | $194.9636 | D | 357,241 | D | |
| Common StockF1 | Feb 12, 2015 | M | 5,000 | $33.795 | A | 362,241 | D | |
| Common StockF1,F4 | Feb 12, 2015 | S | 4,795 | $195.4278 | D | 357,446 | D | |
| Common StockF1,F5 | Feb 12, 2015 | S | 205 | $196.1946 | D | 357,241 | D | |
| Common Stock | holding | — | — | — | 6,000 | I | by Daughters |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1 | $20.04 | Feb 12, 2015 | M | 20,000 | D | Feb 25, 2007 | Jan 25, 2017 | Common Stock | 20,000 | 0 | D |
| Non-Qualified Stock Option (right to buy)F1 | $33.795 | Feb 12, 2015 | M | 5,000 | D | Mar 1, 2008 | Feb 1, 2018 | Common Stock | 5,000 | 220,000 | D |
Explanation of responses
- F1The sale was made pursuant to a 10b5-1 plan.
- F2Weighted average sale price representing 13,419 shares sold ranging from $193.68 to $194.67 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- F3Weighted average sale price representing 6,581 shares sold ranging from $194.7293 to $195.09 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- F4Weighted average sale price representing 4,795 shares sold ranging from $195.09 to $196.08 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- F5Weighted average sale price representing 205 shares sold ranging from $196.10 to $196.285 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.