SEC Form 4 · accession 0001110803-15-000056
ILLUMINA, INC. · ILMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Karin Eastham
Director
Period of report
Feb 2, 2015
Accepted (ET)
Feb 3, 2015 · 8:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001110803
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 2, 2015 | M | 6,500 | $44.51 | A | 16,226 | D | |
| Common StockF1,F2 | Feb 2, 2015 | S | 1,300 | $191.0754 | D | 14,926 | D | |
| Common StockF1,F3 | Feb 2, 2015 | S | 3,100 | $191.9608 | D | 11,826 | D | |
| Common StockF1,F4 | Feb 2, 2015 | S | 2,100 | $192.7462 | D | 9,726 | D | |
| Common StockF1 | Feb 2, 2015 | M | 3,500 | $42.82 | A | 13,226 | D | |
| Common StockF1,F5 | Feb 2, 2015 | S | 2,200 | $193.6645 | D | 11,026 | D | |
| Common StockF1,F6 | Feb 2, 2015 | S | 700 | $194.4971 | D | 10,326 | D | |
| Common StockF1,F7 | Feb 2, 2015 | S | 600 | $195.4242 | D | 9,726 | D | |
| Common Stock | Feb 2, 2015 | G | 200 | $0.00 | D | 9,526 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1 | $42.82 | Feb 2, 2015 | M | 3,500 | D | May 12, 2011 | May 12, 2020 | Common Stock | 3,500 | 0 | D |
| Non-Qualified Stock Option (right to buy)F1 | $44.51 | Feb 2, 2015 | M | 6,500 | D | Apr 18, 2013 | Apr 18, 2022 | Common Stock | 6,500 | 4,300 | D |
Explanation of responses
- F1The sale was made pursuant to a 10b5-1 plan.
- F2Weighted average sale price representing 1,300 shares sold ranging from $190.39 to $191.37 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- F3Weighted average sale price representing 3,100 shares sold ranging from $191.39 to $192.36 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- F4Weighted average sale price representing 2,100 shares sold ranging from $192.39 to $193.05 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- F5Weighted average sale price representing 2,200 shares sold ranging from $193.19 to $194.17 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- F6Weighted average sale price representing 700 shares sold ranging from $194.24 to $194.84 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- F7Weighted average sale price representing 600 shares sold ranging from $195.26 to $195.595 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.