SEC Form 4 · accession 0001110803-15-000052

ILLUMINA, INC. · ILMN

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Nicholas Naclerio

Officer — Sr VP & General Manager

Period of report

Jan 29, 2015

Accepted (ET)

Feb 2, 2015 · 9:28 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001110803

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	Jan 29, 2015	F	442	$200.00	D	24,350	D
Common Stock	Jan 29, 2015	F	221	$200.00	D	24,129	D
Common Stock^F1	Jan 30, 2015	M	4,000	$43.37	A	28,129	D
Common Stock^F1,F2	Jan 30, 2015	S	676	$195.8173	D	27,453	D
Common Stock^F1,F3	Jan 30, 2015	S	600	$196.9358	D	26,853	D
Common Stock^F1,F4	Jan 30, 2015	S	1,130	$198.0712	D	25,723	D
Common Stock^F1,F5	Jan 30, 2015	S	787	$199.1032	D	24,936	D
Common Stock^F1,F6	Jan 30, 2015	S	707	$200.1825	D	24,229	D
Common Stock^F1	Jan 30, 2015	S	100	$201.1323	D	24,129	D
Common Stock	Jan 31, 2015	F	1,111	$194.77	D	23,018	D
Common Stock^F1	Feb 2, 2015	M	11,250	$69.34	A	34,268	D
Common Stock^F1,F7	Feb 2, 2015	S	1,912	$191.0965	D	32,356	D
Common Stock^F1,F8	Feb 2, 2015	S	2,832	$192.1157	D	29,524	D
Common Stock^F1,F9	Feb 2, 2015	S	2,601	$193.0196	D	26,923	D
Common Stock^F1,F10	Feb 2, 2015	S	2,367	$194.2351	D	24,556	D
Common Stock^F1,F11	Feb 2, 2015	S	1,438	$195.1305	D	23,118	D
Common Stock^F1	Feb 2, 2015	S	100	$196.14	D	23,018	D

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Non-Qualified Stock Option (right to buy)^F1	$43.37	Jan 30, 2015	M	4,000	D	Aug 8, 2011	Jun 29, 2020	Common Stock	4,000	0	D
Non-Qualified Stock Option (right to buy)^F1	$69.34	Feb 2, 2015	M	11,250	D	Feb 28, 2011	Jan 31, 2021	Common Stock	11,250	0	D

Explanation of responses

F1The sale was made pursuant to a 10b5-1 plan.
F10Weighted average sale price representing 2,367 shares sold ranging from $193.68 to $194.56 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F11Weighted average sale price representing 1,438 shares sold ranging from $194.68 to $195.60 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F2Weighted average sale price representing 676 shares sold ranging from $195.27 to $196.05 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F3Weighted average sale price representing 600 shares sold ranging from $196.48 to $197.29 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F4Weighted average sale price representing 1,130 shares sold ranging from $197.65 to $198.58 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F5Weighted average sale price representing 787 shares sold ranging from $198.66 to $199.52 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F6Weighted average sale price representing 707 shares sold ranging from $199.76 to $200.53 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F7Weighted average sale price representing 1,912 shares sold ranging from $190.54 to $191.47 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F8Weighted average sale price representing 2,832 shares sold ranging from $191.58 to $192.43 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F9Weighted average sale price representing 2,601 shares sold ranging from $192.61 to $193.51 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.